Certificate in Mutual Fund Legal Framework
-- ViewingNowThe Certificate in Mutual Fund Legal Framework course is a comprehensive program designed to empower learners with an in-depth understanding of the legal framework governing mutual funds. This course highlights the importance of regulatory compliance and risk management in the mutual fund industry.
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GBP £ 140
GBP £ 202
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โข Mutual Funds: Introduction and Overview
โข Legal Definitions and Structures in Mutual Funds
โข Regulatory Bodies and Their Roles in Mutual Funds
โข Investment Company Act of 1940 and the Securities Act of 1933
โข SEC Regulations and Compliance for Mutual Funds
โข Creating and Registering a Mutual Fund: Legal Framework
โข Shareholder Rights and Obligations in Mutual Funds
โข Legal Considerations for Mutual Fund Marketing and Sales
โข Navigating Legal Issues in Mutual Fund Mergers and Acquisitions
โข Ethical and Legal Issues in Mutual Fund Governance
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